New Clients

Our Pledge

We, the associates of Capital Insurance and Financial Services commit our energies, intellect and knowledge to attaining the financial objectives of our clients by providing the highest possible level of service and delivering superior investment alternatives. We believe that putting the financial well-being of our clients first ultimately serves the best interests of o u r communities and ourselves.

Our Process

  • Getting to know each other

    • Learning about you, your vision, values and what's important to you.
    • Understanding any special concerns/challenges
    • What differentiates us in the industry
    • Communicating our Process
  • Discovery and proposal development

    • Gather data, documents, and statements for analysis
    • Analyze current investments
    • Develop Strategy
  • Investment strategy meeting

    • Presentation of investment proposal
    • Discuss fees
    • Decideto implement strategies or discuss modifications
    • Sign documents asneeded - Design Service Platform
    • 60 day wow service
  • implementation of investment Strategy

    • Transfer existing assets
    • Execute agreed-upon strategy
  • 45-Day Follow-up Meeting

    In person meeting to discuss:

    • First statements
    • Organization of paperwork - Review online resources
    • Develop schedule for future meetings
    • Schedule wealth management plan meeting
  • Develop Holistic Wealth Management Plan

    Teaming with your Attorney, CPA, and other advisors to review:

    • Retirement Planning
    • Credit and Lending
    • Insurance & Liability Management
    • Education Planning
    • Business Succession Planning
    • Charitable Giving
    • Estate Planning
    • Family Dynamics
  • Ongoing Review

    • Regular performance and investment reviews
    • Monitoring of wealth management plan
    • Perpetual evaluation of our service
    • Keeping up to date on life changes, needs, and objectives